SEC Form 4 · accession 0001437749-15-022112
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie D Connolly
Officer — Chief Accounting Officer
Period of report
Dec 11, 2015
Accepted (ET)
Dec 11, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 2,000 | $21.21 | A | 5,492 | D | |
| Common Stock | Dec 11, 2015 | S | 2,000 | $28.005 | D | 3,492 | D | |
| Common StockF2 | holding | — | — | — | 3,326 | I | Held in 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $21.21 | Dec 11, 2015 | M | 2,000 | D | Dec 12, 2005 | Dec 12, 2015 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16-B.
- F2The Reporting Person inadvertently omitted the shares held in the 401(k) Plan from her Forms 4 filed on July 27, 2015 and August 19, 2015. As of the dates of those Forms 4, the Reporting Person held 3,223 shares and 3252 shares, respectively, in the 401(k) Plan.