SEC Form 4 · accession 0001209191-15-025640
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Gers
Officer — EVP of BMTC a sub. of BMBC
Period of report
Mar 12, 2015
Accepted (ET)
Mar 12, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 12,000 | $21.21 | A | 20,220 | D | |
| Common Stock | Mar 12, 2015 | M | 11,500 | $18.27 | A | 31,720 | D | |
| Common StockF1 | Mar 12, 2015 | S | 23,500 | $29.6076 | D | 8,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF2 | $21.21 | Mar 12, 2015 | M | 12,000 | D | Dec 12, 2005 | Dec 12, 2015 | Common Stock | 12,000 | 0 | D |
| Options to Purchase Common StockF3 | $18.27 | Mar 12, 2015 | M | 11,500 | D | Aug 21, 2010 | Aug 21, 2019 | Common Stock | 11,500 | 0 | D |
Explanation of responses
- F1The breakdown of the sale is as follows: 10,300 shs. @$29.50, 1,000 shs. @ $29.5301, 1,103 shs. @ $29.55, 500 shs. @ $29.5501, 300 shs. @ 29.5538, 600 shs. @ $29.56, 500 shs. @ $29.57, 700 shs @ $29.58, 200 shs. @ $29.585, 200 @ $29.59, 100 @ $29.5901, 900 shs. @ $29.5932, 97 shs. @ $29.61, 400 @ $29.65, 200 shs. @ $29.68, 300 shs. @ $29.69, 1,300 shs. @ $29.8101, 2,600 shs @ $29.83, 1,500 shs. @ $29.8301, 400 shs. @ $29.84 and 300 shs. @ $29.85
- F2These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16-b.
- F3These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan.