SEC Form 5 · accession 0001209191-15-012553
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Duncan Smith
Officer — Treasurer & Assist. Secretary
Period of report
Dec 31, 2014
Accepted (ET)
Feb 12, 2015 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,855 | D | ||
| Common Stock | holding | — | — | — | 4,120 | I | Held in 401(K) Pln |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1,F2 | $24.27 | holding | — | — | — | Aug 18, 2009 | Aug 18, 2018 | Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan.
- F2These options become exercisble over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable.