SEC Form 5 · accession 0000802681-19-000032
BRYN MAWR BANK CORP · BMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendell F Holland
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 8:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802681
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 14,303 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 169 | 169 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | — | — | Common Stock | 135 | 135 | D |
| Restricted Stock UnitsF1,F4 | — | holding | — | — | — | — | — | Common Stock | 83 | 83 | D |
| Phantom StockF7,F5,F6 | — | holding | — | — | — | — | — | Common Stock | 2,405 | 2,405 | D |
| Options to Purchase Common StockF8 | $18.27 | holding | — | — | — | Aug 21, 2010 | Aug 21, 2019 | Common Stock | 4,475 | 4,475 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of BMTC common stock.
- F2Represents Restricted Stock Units granted under the Bryn Mawr Bank Corporation Amended and Restated 2010 Long-Term Incentive Plan ("LTIP") that, subject to certain conditions, will vest on August 9, 2021.
- F3On August 11, 2017, the reporting person was granted 202 Restricted Stock Units under the LTIP that are subject to time-based vesting in three annual installments, which began August 11, 2018.
- F4On August 12, 2016, the reporting person was granted 247 Restricted Stock Units under the LTIP that are subject to time-based vesting in three annual installments, which began August 12, 2017.
- F5All phantom stock units were acquired at the then current per share market value of Bryn Mawr Bank Corporation common stock as of the date the units were credited to the Reporting Person's account under the Plan.
- F6Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as a director.
- F7Held in Bryn Mawr Bank Corporation Deferred Compensation Plan for Directors.
- F8These options were granted to the reporting person under the Bryn Mawr Bank Corporation 2007 Long-Term Incentive Plan.