SEC Form 3/A · accession 0001575705-16-000157
Mitesco, Inc. · MITI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
James Michael Driscoll
Officer — CEO · Director
Period of report
Jun 13, 2016
Accepted (ET)
Jul 25, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000802257
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| True Nature Holdings | holding | — | — | — | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| True Nature Holdings option | $1.00 | holding | — | — | — | Jun 8, 2016 | Jul 25, 2021 | True Nature Holdings Common | 250,000 | — | D |
| True Nature Holdings option | $1.50 | holding | — | — | — | May 31, 2017 | Jul 25, 2021 | True Nature Holdings Common | 250,000 | — | D |
| True Nature Holdings option | $2.00 | holding | — | — | — | May 31, 2018 | Jul 25, 2021 | True Nature Holdings Common | 250,000 | — | D |
| True Nature Holdings option | $2.50 | holding | — | — | — | May 31, 2019 | Jul 25, 2021 | True Nature Holdings Common | 250,000 | — | D |
Remarks
First, 100,000 shares were purchased in a private sale. Second, I was awarded 100,000 shares for joining the Board of the company. Finally, as part of an overall compensation package as Chief Executive Officer I was awarded 1,000,000 options with a vesting schedule per the above information.