SEC Form 4 · accession 0000801898-17-000004
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter B Salditt
Other
Period of report
Dec 29, 2016
Accepted (ET)
Jan 3, 2017 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2016 | M | 22,167 | $12.19 | A | 73,109 | D | |
| Common Stock | Dec 29, 2016 | S | 22,167 | $28.0195 | D | 50,942 | D | |
| Common Stock | Dec 29, 2016 | M | 27,833 | $12.19 | A | 78,775 | D | |
| Common Stock | Dec 29, 2016 | S | 27,833 | $28.0195 | D | 50,942 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $12.19 | Dec 29, 2016 | M | 22,167 | D | Dec 7, 2016 | Dec 7, 2025 | Common Stock | 22,167 | 44,333 | D |
| Employee Stock Option (right to buy) | $12.19 | Dec 29, 2016 | M | 27,833 | D | Dec 15, 2016 | Dec 7, 2025 | Common Stock | 27,833 | 16,500 | D |