SEC Form 4 · accession 0000801898-16-000264
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johannes S. Maritz
Officer — EVP, HR
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2016 | F | 325 | $28.09 | D | 40,161 | D | |
| Common StockF1 | Dec 5, 2016 | F | 146 | $28.09 | D | 40,015 | D | |
| Common StockF2 | Dec 5, 2016 | A | 27,000 | — | A | 67,015 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units.
- F2Restricted stock unit award.