SEC Form 4 · accession 0000801898-16-000257
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Sullivan
Officer — EVP & CFO
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2016 | F | 273 | $28.08 | D | 73,564 | D | |
| Common StockF1 | Dec 2, 2016 | F | 446 | $28.08 | D | 73,118 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units.