SEC Form 4 · accession 0000801898-16-000185
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johannes S. Maritz
Officer — EVP, HR
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 4, 2016 | A | 18 | — | A | 40,851 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares acquired represents additional restricted stock units resulting from the payment on April 4, 2016 of a cash dividend of $0.01 per share of common stock based on $15.615, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date.
- F2Includes 106 shares acquired on March 31, 2016, under the Joy Global Inc. Employee Stock Purchase Plan.