SEC Form 4 · accession 0000801898-16-000162
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Nils Hanson
Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 8, 2016 | A | 5,454 | — | A | 124,409 | D | |
| Common StockF2 | holding | — | — | — | 2,881 | I | by GRAT | |
| Common StockF3 | holding | — | — | — | 7,328 | I | by GRAT | |
| Common StockF4 | holding | — | — | — | 5,643 | I | by GRAT | |
| Common StockF5 | holding | — | — | — | 9,156 | I | by GRAT | |
| Common StockF6 | holding | — | — | — | 30,000 | I | by GRAT | |
| Common StockF7 | holding | — | — | — | 30,000 | I | by GRAT P6 | |
| Common StockF8 | holding | — | — | — | 30,000 | I | by GRAT P8 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock unit award.
- F2These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- F3These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- F4These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- F5These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- F6These shares were previously reported as directly beneficially owned but were contributed to Pescadero-4 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
- F7These shares were previously reported as directly beneficially owned but were contributed to Pescadero-6 2015 Trust, a grantor retained annuity trust, on January 8, 2016.
- F8These shares were previously reported as directly beneficially owned but were contributed to Pescadero-8 2015 Trust, a grantor retained annuity trust, on January 8, 2016.