SEC Form 4 · accession 0000801898-15-000104
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Johannes S. Maritz
Officer — EVP, HR
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 2, 2015 | F | 208 | $13.96 | D | 15,603 | D | |
| Common StockF1 | Dec 2, 2015 | F | 241 | $13.96 | D | 15,362 | D | |
| Common StockF1 | Dec 3, 2015 | F | 332 | $13.43 | D | 15,030 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units.
- F2Includes 102 shares acquired on September 30, 2015, under the Joy Global Inc. Employee Stock Purchase Plan.