SEC Form 4 · accession 0000801898-15-000072
JOY GLOBAL INC · JOY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Nils Hanson
Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 2:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 9, 2015 | P | 16,000 | $18.576 | A | 153,351 | D | |
| Common StockF1 | holding | — | — | — | 1,533 | I | by GRAT | |
| Common StockF2 | holding | — | — | — | 7,866 | I | by GRAT | |
| Common StockF3 | holding | — | — | — | 10,875 | I | by GRAT | |
| Common StockF4 | holding | — | — | — | 12,560 | I | by GRAT | |
| Common StockF5 | holding | — | — | — | 8,464 | I | by GRAT | |
| Common StockF6 | holding | — | — | — | 11,660 | I | by GRAT | |
| Common StockF7 | holding | — | — | — | 13,168 | I | by GRAT | |
| Common StockF8 | holding | — | — | — | 14,007 | I | by GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were previously reported as directly beneficially owned but were contributed to Avon-4 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- F2These shares were previously reported as directly beneficially owned but were contributed to Avon-6 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- F3These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- F4These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2011 Trust, a grantor retained annuity trust, on September 28, 2011.
- F5These shares were previously reported as directly beneficially owned but were contributed to Avon-4 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- F6These shares were previously reported as directly beneficially owned but were contributed to Avon-6 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- F7These shares were previously reported as directly beneficially owned but were contributed to Avon-8 2012 Trust, a grantor retained annuity trust, on November 27, 2012.
- F8These shares were previously reported as directly beneficially owned but were contributed to Avon-10 2012 Trust, a grantor retained annuity trust, on November 27, 2012.