SEC Form 4 · accession 0001214659-18-005246
WEBSTER FINANCIAL CORP · WBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Copenhaver Smith
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 10:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801337
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | $66.57 | Aug 6, 2018 | I | 110,000 | D | — | — | Common Stock | 110,000 | 112,172 | I |
Explanation of responses
- F1The disposition of phantom shares is a transfer of the reporting person's account balance in the non-qualified DC SERP from phantom stock to an alternative investment offered by the plan.