SEC Form 4 · accession 0000801337-17-000020
WEBSTER FINANCIAL CORP · WBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen R Osar
Director
Period of report
Jan 30, 2017
Accepted (ET)
Jan 31, 2017 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 4,971 | $45.55 | A | 27,751 | D | |
| Common StockF1 | Jan 30, 2017 | S | 4,971 | $52.6216 | D | 22,780 | D | |
| Common Stock | Jan 30, 2017 | M | 11,516 | $25.15 | A | 34,296 | D | |
| Common StockF2 | Jan 30, 2017 | S | 11,516 | $52.5645 | D | 22,780 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $45.55 | Jan 30, 2017 | M | 4,971 | D | Apr 26, 2008 | Apr 26, 2017 | Common Stock | 4,971 | 0 | D |
| Stock Option | $25.15 | Jan 30, 2017 | M | 11,516 | D | Apr 24, 2009 | Apr 24, 2018 | Common Stock | 11,516 | 0 | D |
Explanation of responses
- F1The reporting person sold 4,971 shares of Webster Common Stock at prices ranging from $52.58 to $52.65. Full information regarding the number of shares sold at each separate price will be provided upon request.
- F2The reporting person sold 11,516 shares of Webster Common Stock at prices ranging from $52.48 to $52.64. Full information regarding the number of shares sold at each separate price will be provided upon request.