SEC Form 4 · accession 0001246360-16-007527
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Eyler
Officer — EVP, Pres. Connected Car
Period of report
Dec 19, 2016
Accepted (ET)
Dec 21, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2016 | M | 581 | $0.00 | A | 2,968 | D | |
| Common StockF1 | Dec 19, 2016 | M | 3,560 | $0.00 | A | 6,528 | D | |
| Common StockF1 | Dec 19, 2016 | M | 8,502 | $0.00 | A | 15,030 | D | |
| Common StockF3 | Dec 19, 2016 | F | 269 | $110.66 | D | 14,761 | D | |
| Common StockF3 | Dec 19, 2016 | F | 1,645 | $110.66 | D | 13,116 | D | |
| Common StockF3 | Dec 19, 2016 | F | 3,928 | $110.66 | D | 9,188 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F2 | — | Dec 19, 2016 | M | 581 | D | — | — | Common Stock | 581 | 0 | D |
| Restricted Share UnitF1,F2 | — | Dec 19, 2016 | M | 3,560 | D | — | — | Common Stock | 3,560 | 0 | D |
| Restricted Share UnitF1,F2 | — | Dec 19, 2016 | M | 8,502 | D | — | — | Common Stock | 8,502 | 0 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
- F2The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016.
- F3Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.