SEC Form 4 · accession 0001246360-16-007526

· HAR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Sandra E. Rowland

Officer — EVP and CFO

Period of report

Dec 19, 2016

Accepted (ET)

Dec 21, 2016 · 4:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000800459

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 19, 2016	M	456	$0.00	A	4,286	D
Common Stock^F1	Dec 19, 2016	M	392	$0.00	A	4,678	D
Common Stock^F1	Dec 19, 2016	M	3,540	$0.00	A	8,218	D
Common Stock^F1	Dec 19, 2016	M	4,793	$0.00	A	13,011	D
Common Stock^F1	Dec 19, 2016	M	9,446	$0.00	A	22,457	D
Common Stock^F2	Dec 19, 2016	A	470	$0.00	A	22,927	D
Common Stock^F3	Dec 19, 2016	A	6,372	$0.00	A	29,299	D
Common Stock^F4	Dec 19, 2016	A	12,944	$0.00	A	42,243	D
Common Stock^F5	Dec 19, 2016	A	17,002	$0.00	A	59,245	D
Common Stock^F7	Dec 19, 2016	F	222	$110.66	D	59,023	D
Common Stock^F7	Dec 19, 2016	F	191	$110.66	D	58,832	D
Common Stock^F7	Dec 19, 2016	F	1,723	$110.66	D	57,109	D
Common Stock^F7	Dec 19, 2016	F	2,332	$110.66	D	54,777	D
Common Stock^F7	Dec 19, 2016	F	4,596	$110.66	D	50,181	D
Common Stock^F7	Dec 19, 2016	F	230	$110.66	D	49,951	D
Common Stock^F7	Dec 19, 2016	F	3,100	$110.66	D	46,851	D
Common Stock^F7	Dec 19, 2016	F	6,298	$110.66	D	40,553	D
Common Stock^F7	Dec 19, 2016	F	8,272	$110.66	D	32,281	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Restricted Share Unit^F1,F6	—	Dec 19, 2016	M	456	D	—	—	Common Stock	456	D
Restricted Share Unit^F1,F6	—	Dec 19, 2016	M	392	D	—	—	Common Stock	392	D
Restricted Share Unit^F1,F6	—	Dec 19, 2016	M	3,540	D	—	—	Common Stock	3,540	D
Restricted Share Unit^F1,F6	—	Dec 19, 2016	M	4,793	D	—	—	Common Stock	4,793	D
Restricted Share Unit^F1,F6	—	Dec 19, 2016	M	9,446	D	—	—	Common Stock	9,446	D

Explanation of responses

F1Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
F2The vesting of the 470 share grant was originally subject to the achievement of certain performance metrics and the continued employment of the reporting person. The vesting of the restricted share units reported herein, however, was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016.
F3The vesting of the 6,372 share grant was originally subject to the achievement of certain performance metrics and the continued employment of the reporting person. The vesting of the restricted share units reported herein, however, was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016.
F4The vesting of the 12,944 share grant was originally subject to the achievement of certain performance metrics and the continued employment of the reporting person. The vesting of the restricted share units reported herein, however, was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016.
F5The vesting of the 17,002 share grant was originally subject to the achievement of certain performance metrics and the continued employment of the reporting person. The vesting of the restricted share units reported herein, however, was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016.
F6The vesting of the restricted share units reported herein was accelerated pursuant to a letter agreement between the issuer and the reporting person disclosed on a Current Report on Form 8-K filed by the issuer with the Securities and Exchange Commission on December 19, 2016.
F7Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.