SEC Form 4 · accession 0001246360-16-007212
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohit Parashar
Officer — EVP, Pres. Pro Solutions
Period of report
Nov 20, 2016
Accepted (ET)
Nov 21, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2016 | M | 163 | $0.00 | A | 302 | D | |
| Common StockF3 | Nov 20, 2016 | F | 62 | $109.35 | D | 240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2,F1 | — | Nov 20, 2016 | M | 163 | D | — | — | Common Stock | 163 | 324 | D |
Explanation of responses
- F1Restricted share units vest 33 1/3% per year commencing on November 20, 2016
- F2Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
- F3Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.