SEC Form 4 · accession 0001246360-16-006824
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Slump
Officer — EVP, Operations
Period of report
Sep 15, 2016
Accepted (ET)
Sep 19, 2016 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2016 | M | 1,096 | $0.00 | A | 46,352 | D | |
| Common StockF1 | Sep 15, 2016 | M | 273 | $0.00 | A | 46,625 | D | |
| Common StockF3 | Sep 15, 2016 | F | 667 | $81.76 | D | 45,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F2 | — | Sep 15, 2016 | M | 1,096 | D | — | — | Common Stock | 1,096 | 2,191 | D |
| Restricted Share UnitF1,F2 | — | Sep 15, 2016 | M | 273 | D | — | — | Common Stock | 273 | 549 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
- F2Restricted share units vest 33 1/3% per year commencing on September 15, 2016.
- F3Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.