SEC Form 4 · accession 0001246360-16-006767
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Santana
Officer — Chief Marketing Officer
Period of report
Sep 13, 2016
Accepted (ET)
Sep 15, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F2 | — | Sep 13, 2016 | A | 4,015 | A | — | — | Common Stock | 4,015 | 4,015 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
- F2Restricted share units vest 33 1/3% per year commencing on September 13, 2017.