SEC Form 4 · accession 0001246360-16-006738
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Slump
Officer — EVP, Operations
Period of report
Sep 10, 2016
Accepted (ET)
Sep 13, 2016 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2016 | M | 4,295 | $0.00 | A | 40,765 | D | |
| Common StockF2 | Sep 10, 2016 | A | 11,468 | $0.00 | A | 52,233 | D | |
| Common StockF4 | Sep 10, 2016 | F | 6,728 | $80.93 | D | 45,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F3 | — | Sep 10, 2016 | M | 4,295 | D | — | — | Common Stock | 4,295 | 0 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
- F2The vesting of the 11,468 share grant is generally subject to the achievement of certain performance metrics and the continued employment of the Reporting Person.
- F3Restricted share units vest fully 3 years from the date of grant.
- F4Represents the aggregate number of shares of common stock of the issuer withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.