SEC Form 4 · accession 0001246360-16-005773
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph Santana
Officer — Chief Marketing Officer
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 6, 2016 | M | 3,650 | $44.58 | A | 3,650 | D | |
| Common Stock | May 6, 2016 | S | 3,650 | $72.17 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $44.58 | May 6, 2016 | M | 3,650 | D | — | Apr 1, 2023 | Common Stock | 3,650 | 0 | D |
Explanation of responses
- F1Options vest in three equal annual installments commencing one year from the date of grant.