SEC Form 4 · accession 0001246360-16-004342
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Slump
Officer — EVP, Operations
Period of report
Feb 1, 2016
Accepted (ET)
Feb 3, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2016 | M | 7,500 | $16.43 | A | 40,444 | D | |
| Common Stock | Feb 1, 2016 | S | 3,974 | $71.43 | D | 36,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $16.43 | Feb 1, 2016 | M | 7,500 | D | — | Feb 2, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Options vest in five equal annual installments commencing one year from the date of grant.