SEC Form 4 · accession 0001246360-15-003813
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Reiss
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 11, 2015 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2015 | M | 1,255 | $0.00 | A | 12,468 | D | |
| Common StockF3 | Dec 4, 2015 | M | 512 | $0.00 | A | 12,980 | D | |
| Common StockF5 | Dec 5, 2015 | M | 1,040 | $0.00 | A | 14,020 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2,F1 | — | Dec 3, 2015 | M | 1,255 | D | — | — | Common Stock | 1,255 | 0 | D |
| Restricted Share UnitF2,F4 | — | Dec 4, 2015 | M | 512 | D | — | — | Common Stock | 512 | 512 | D |
| Restricted Share UnitF2,F5 | — | Dec 5, 2015 | M | 1,040 | D | — | — | Common Stock | 1,040 | 0 | D |
| Restricted Share UnitF2,F1 | — | Dec 9, 2015 | A | 1,413 | A | — | — | Common Stock | 1,413 | 1,413 | D |
Explanation of responses
- F1Restricted share units vest fully 1 year from the date of grant.
- F2Each restricted share unit represents a contingent right to receive one share of common stock of the issuer.
- F3Restricted share units vest 33 1/3% per year commencing on December 4, 2014
- F4Restricted share units vest 33 1/3% per year commencing on December 4, 2014
- F5Restricted share units vest 33 1/3% per year commencing on December 5, 2013.