SEC Form 4 · accession 0001246360-15-003089
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert K Parker
Officer — EVP, Operational Excellence
Period of report
Sep 10, 2015
Accepted (ET)
Sep 14, 2015 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | M | 10,845 | $0.00 | A | 28,023 | D | |
| Common StockF2 | Sep 10, 2015 | A | 18,329 | $0.00 | A | 46,352 | D | |
| Common StockF4 | Sep 10, 2015 | F | 13,926 | $97.09 | D | 32,426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F3 | — | Sep 10, 2015 | M | 10,845 | D | — | — | Common Stock | 10,845 | 0 | D |
Explanation of responses
- F1Each restricted share unit represents a contingent right to receive one share of Harman's common stock.
- F2The vesting of the 18,329 share grant is generally subject to the achievement of certain performance metrics and the continued employment of the reporting person.
- F3Restricted share units vest fully 3 years from the date of grant.
- F4Represents the aggregate number of shares of Issuer common stock withheld to cover taxes due upon vesting of the restricted share units reported in Column 4.