SEC Form 4 · accession 0001246360-15-002884
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Slump
Officer — EVP, Operations
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 7,500 | $16.43 | A | 31,712 | D | |
| Common StockF3 | Aug 10, 2015 | S | 1,760 | $116.6498 | D | 29,952 | D | |
| Common StockF4 | Aug 10, 2015 | S | 2,200 | $117.5405 | D | 27,752 | D | |
| Common StockF5 | Aug 10, 2015 | S | 2,996 | $118.0052 | D | 24,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $16.43 | Aug 10, 2015 | M | 7,500 | D | — | Feb 2, 2019 | Common Stock | 7,500 | 15,000 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Options vest in five equal annual installments commencing one year from the date of grant.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $115.83 to $116.811 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4This sale price represents the weighted average sale price of the shares sold ranging from $116.85 to $117.85 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5This sale price represents the weighted average sale price of the shares sold ranging from $117.86 to $118.29 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.