SEC Form 4/A · accession 0000899243-16-029191
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ · HAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Mauser
Officer — EVP, Pres. Lifestyle Audio
Period of report
Sep 10, 2016
Accepted (ET)
Sep 16, 2016 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000800459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 14, 2016 | S | 3,118 | $79.86 | D | 26,066 | D | |
| Common StockF2,F3 | Sep 15, 2016 | S | 8,101 | $81.91 | D | 17,965 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is being filed to correct an error in Table I in the previous Form 4 filing of the reporting person, as the number of shares sold to cover taxes due upon vesting of the restricted share units and the price previously reported were estimated. This amended Form 4 includes the final number of shares sold to cover taxes and the price. No other changes were made to the previously filed Form 4.
- F2Represents the aggregate number of shares of common stock of the issuer sold to cover taxes due upon vesting of the restricted share units reported in Column 4 on the originally filed Form 4.
- F3The sale price represents the weighted average sale price of the shares sold ranging from $81.76 to $81.91 per share. Upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.