SEC Form 4 · accession 0001209191-19-000308
PREFORMED LINE PRODUCTS CO · PLPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Ryan Ruhlman
Officer — V.P.-Marketing & Bus. Develop. · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 2, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $2 par valueF1 | Jan 2, 2019 | M | 807 | $0.00 | A | 1,341 | D | |
| Common shares, $2 par value | holding | — | — | — | 79 | I | by 401(k) plan | |
| Common shares, $2 par value | holding | — | — | — | 650 | I | by Roth IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1,F2 | $0.00 | Jan 2, 2019 | M | 807 | D | — | — | Common Shares, $2 par value | 807 | 0 | D |
| Employee stock option (right to buy) | $42.98 | holding | — | — | — | Dec 16, 2016 | Dec 15, 2025 | Common Shares, $2 par value | 0 | 1,250 | D |
| Restricted stock unitsF3 | $0.00 | holding | — | — | — | — | — | Common Shares, $2 par value | 985 | 985 | D |
| Restricted stock unitsF3 | $0.00 | holding | — | — | — | — | — | Common Shares, $2 par value | 880 | 880 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On February 3, 2016, the reporting person was granted 807 service based restricted stock units, which vested in full on December 31, 2018 and were settled in common shares on January 2, 2019.
- F3Restricted stock units vest 3 years from the date of grant.