SEC Form 4 · accession 0001209191-18-008315
PREFORMED LINE PRODUCTS CO · PLPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert G Ruhlman
Officer — President - CEO · Director · 10% Owner
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 12:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $2 par valueF1 | Feb 6, 2018 | M | 10,255 | $0.00 | A | 10,255 | D | |
| Common shares, $2 par value | Feb 6, 2018 | F | 3,090 | $80.20 | D | 7,165 | D | |
| Common shares, $2 par valueF2 | holding | — | — | — | 34,656 | I | by trust | |
| Common shares, $2 par value | holding | — | — | — | 300 | I | by spouse | |
| Common shares, $2 par value | holding | — | — | — | 6,274 | I | by 401(k) plan | |
| Common shares, $2 par valueF3 | holding | — | — | — | 11,250 | I | by trust | |
| Common shares, $2 par value | holding | — | — | — | 156,648 | I | by rabbi trust for Deferred Compensation Plan | |
| Common shares, $2 par valueF4 | holding | — | — | — | 144,911 | I | by trust | |
| Common shares, $2 par value | holding | — | — | — | 350 | I | by Roth IRA | |
| Common shares, $2 par valueF5 | holding | — | — | — | 787,900 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units converted into common stock on a one-for-one basis, based on the achievement of performance goals.
- F2Shares are held in trust for the benefit of Reporting Person and his children, and of which he serves as co-trustee.
- F3Shares represent a 50% beneficiary interest in the Barbara P. Ruhlman Irrevocable Trust dated 7/29/08, of which the Reporting Person is also a co-Trust Advisor.
- F4Shares are held in a trust of which the Reporting Person is the trustee.
- F5Bernard Karr serves as trustee and Randall M. Ruhlman and the Reporting Person act as co-Trust Advisors with respect to the investment and voting of such shares. The reporting person disclaims beneficial ownership of the stock held by the Trust except to the extent of his pecuniary interest therein.