SEC Form 4 · accession 0001209191-17-063415
PREFORMED LINE PRODUCTS CO · PLPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Cecil Curlee Jr.
Officer — V.P. - Human Resources
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 12:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $2 par valueF1 | Nov 30, 2017 | S | 3,130 | $68.50 | D | 0 | I | by 401(k) plan |
| Common shares, $2 par value | holding | — | — | — | 18,655 | I | by rabbi trust for deferred compensation plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF2 | $0.00 | holding | — | — | — | — | — | Common Shares, $2 par value | 730 | 730 | D |
| Restricted stock unitsF2 | $0.00 | holding | — | — | — | — | — | Common Shares, $2 par value | 1,096 | 1,096 | D |
| Restricted stock unitsF2 | $0.00 | holding | — | — | — | — | — | Common Shares, $2 par value | 1,146 | 1,146 | D |
Explanation of responses
- F1Reporting person liquidated entire ownership in a unitized stock fund within the Company's 401k plan for reinvestment in other funds within the plan in a discretionary transaction. The stock fund is denominated in units, consisting of Common Shares and cash. This disposition of units is expressed in terms of the NAV price calculated at the time of disposition.
- F2Restricted stock units vest 3 years from the date of grant.