SEC Form 4/A · accession 0001209191-16-110126
PREFORMED LINE PRODUCTS CO · PLPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William H Haag III
Officer — V.P.-International Operations
Period of report
Jan 20, 2015
Accepted (ET)
Mar 22, 2016 · 8:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000080035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $2 par valueF1,F2 | Jan 20, 2015 | P | 13 | $50.00 | A | 4,374 | D | |
| Common shares, $2 par valueF1,F2 | Apr 20, 2015 | P | 15 | $42.69 | A | 4,388 | D | |
| Common shares, $2 par valueF1,F2 | Jul 20, 2015 | P | 17 | $38.00 | A | 4,405 | D | |
| Common shares, $2 par valueF1,F2 | Oct 20, 2015 | P | 16 | $41.00 | A | 4,421 | D | |
| Common shares, $2 par valueF3 | Jan 4, 2016 | F | 121 | $42.21 | D | 4,300 | D | |
| Common shares, $2 par value | holding | — | — | — | 24,587 | I | by rabbi trust for Deferred Compensation Plan | |
| Common shares, $2 par valueF4 | holding | — | — | — | 1,832 | I | by 401k plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF5,F6 | $0.00 | Feb 24, 2015 | A | 945 | A | — | — | Common Shares, $2 par value | 945 | 945 | D |
| Restricted stock unitsF5,F6 | $0.00 | Feb 3, 2016 | A | 1,378 | A | — | — | Common Shares, $2 par value | 1,378 | 1,378 | D |
| Restricted stock unitsF5,F6,F7 | $0.00 | holding | — | — | — | — | — | Common Shares, $2 par value | 762 | 762 | D |
Explanation of responses
- F1This transaction reflects an automatic dividend reinvestment that was inadvertently unreported. These additional shares were not reflected on any Forms 4 filed after the transaction date.
- F2Total owned is the amount owned as of the date of filing this amendment.
- F3Number of shares from his previous Form 4 filed 01/05/2016 has been corrected to (i) deduct shares subject to restricted stock units previously reported as a direct holding, (ii) include 60 shares that were inadvertently omitted, and (iii) include the dividend reinvestments that are reported on this amendment. Restricted stock units subject to time-based vesting are now reported on Table II and restricted stock units subject to performance-based vesting will be reported to the extent vested and settled in Common Shares.
- F4Based on a plan statement as of [_________].
- F5Each restricted stock unit represents a contingent right to receive one Common Share.
- F6Restricted stock units vest 3 years from the date of grant.
- F7Restricted stock units were previously reported as part of direct holdings on Table I.