SEC Form 4 · accession 0001683168-18-002469
AMERICAS CARMART INC · CRMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Henderson
Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2018 | M | 20,000 | $24.47 | A | 133,779 | D | |
| Common StockF1 | Aug 20, 2018 | F | 6,001 | $81.55 | D | 127,778 | D | |
| Common StockF2 | Aug 20, 2018 | S | 6,680 | $81.15 | D | 121,098 | D | |
| Common StockF3 | Aug 20, 2018 | S | 6,820 | $80.20 | D | 114,278 | D | |
| Common Stock | holding | — | — | — | 250 | I | Custodian for Minor Child | |
| Common Stock | holding | — | — | — | 250 | I | Custodian for Minor Child | |
| Common Stock | holding | — | — | — | 250 | I | Custodian for Minor Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $24.47 | Aug 20, 2018 | M | 20,000 | D | — | Nov 26, 2019 | Common Stock | 20,000 | 40,000 | D |
Explanation of responses
- F1Consists of shares withheld by the issuer to pay the exercise price pursuant to a "net exercise" arrangement.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.35, inclusive. The reporting person undertakes to provide to America's Car-Mart, any security holder of America's Car-Mart, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price reported in this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.75, inclusive.
- F4The option vested in five equal installments beginning on April 30, 2011.