SEC Form 4/A · accession 0001683168-17-001948
AMERICAS CARMART INC · CRMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel J Englander
Director
Period of report
Jan 6, 2017
Accepted (ET)
Aug 3, 2017 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 6, 2017 | M | 3,750 | $13.37 | A | 13,777 | D | |
| Common StockF1 | Jan 6, 2017 | F | 1,136 | $44.10 | D | 12,641 | D | |
| Common StockF1,F3 | holding | — | — | — | 172,965 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.37 | Jan 6, 2017 | M | 3,750 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1This amendment is being filed solely to correct the numbers of shares of common stock beneficially owned directly and indirectly by the reporting person, which were incorrectly reported in the reporting person's original Form 4 and in previously filed Forms 4.
- F2Reflects shares surrendered to the issuer to pay the exercise price pursuant to a "net exercise" arrangement.
- F3Reflects shares held by Ursula Capital Partners, for which the reporting person is the sole general partner.