SEC Form 4 · accession 0001019687-16-007359
AMERICAS CARMART INC · CRMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John David Simmons
Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 24, 2016 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 3,750 | $13.37 | A | 17,129 | D | |
| Common StockF1 | Aug 22, 2016 | S | 3,750 | $36.80 | D | 13,379 | D | |
| Common Stock | Aug 24, 2016 | M | 3,750 | $21.14 | A | 17,129 | D | |
| Common Stock | Aug 24, 2016 | S | 3,750 | $40.00 | D | 13,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $13.37 | Aug 22, 2016 | M | 3,750 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock | 3,750 | 0 | D |
| Stock Option (right to buy) | $21.14 | Aug 24, 2016 | M | 3,750 | D | Jul 1, 2009 | Jul 1, 2019 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.77 to $36.88, inclusive. The reporting person undertakes to provide to America's Car-Mart, any security holder of America's Car-Mart, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price reported in this Form 4.