SEC Form 4 · accession 0001567619-19-004982
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Mason
Officer — Ex. VP & Chief Legal Officer · Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 20, 2019 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 19, 2019 | M | 25,000 | $12.23 | A | 38,195 | D | |
| Common SharesF1 | Feb 19, 2019 | A | 22,995 | $27.62 | A | 61,190 | D | |
| Common Shares | Feb 19, 2019 | S | 61,190 | $27.0059 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF2 | $12.23 | Feb 19, 2019 | M | 25,000 | D | — | Feb 8, 2022 | Common Shares | 25,000 | 0 | D |
| Option to Purchase Common SharesF3,F4 | $27.62 | Feb 19, 2019 | A | 27,500 | A | Dec 31, 2019 | Feb 19, 2029 | Common Shares | 27,500 | 27,500 | D |
Explanation of responses
- F1These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 19, 2019 that were settled on a one for one basis in common shares.
- F2Of the 25,000 options exercised, 5,000 vested on December 31, 2012, 5,000 vested on December 31, 2013, 5,000 vested on December 31, 2014, 5,000 vested on December 31, 2015 and 5,000 vested on December 31, 2016.
- F3The Option was granted pursuant to the M/I Homes, Inc. 2018 Long-Term Incentive Plan.
- F4Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.