SEC Form 4 · accession 0001567619-19-002996
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Marie Hunker
Officer — Principal Accounting Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 3:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 7, 2019 | M | 1,600 | $12.23 | A | 2,600 | D | |
| Common Shares | Feb 7, 2019 | M | 4,500 | $23.66 | A | 7,100 | D | |
| Common Shares | Feb 7, 2019 | M | 2,500 | $23.79 | A | 9,600 | D | |
| Common Shares | Feb 7, 2019 | M | 2,000 | $16.85 | A | 11,600 | D | |
| Common Shares | Feb 7, 2019 | S | 10,600 | $27.6737 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1 | $12.23 | Feb 7, 2019 | M | 1,600 | D | — | Feb 8, 2022 | Common Shares | 1,600 | 0 | D |
| Option to Purchase Common SharesF2 | $23.66 | Feb 7, 2019 | M | 4,500 | D | — | Feb 12, 2023 | Common Shares | 4,500 | 0 | D |
| Option to Purchase Common SharesF3 | $23.79 | Feb 7, 2019 | M | 2,500 | D | — | Feb 18, 2024 | Common Shares | 2,500 | 2,500 | D |
| Option to Purchase Common SharesF4 | $16.85 | Feb 7, 2019 | M | 2,000 | D | — | Feb 16, 2026 | Common Shares | 2,000 | 3,000 | D |
Explanation of responses
- F1Of the 1,600 options exercised, 400 vested on December 31, 2013, 400 vested on December 31, 2014, 400 vested on December 31, 2015 and 400 vested on December 31, 2016.
- F2Of the 4,500 options exercised, 900 vested on December 31, 2013, 900 vested on December 31, 2014, 900 vested on December 31, 2015, 900 vested on December 31, 2016 and 900 vested on December 31, 2017.
- F3Of the 2,500 options exercised, 1,000 vested on December 31, 2014, 1,000 vested on December 31, 2015 and 500 vested on December 31, 2016.
- F4Of the 2,000 options exercised, 1,000 vested on December 31, 2016 and 1,000 vested on December 31, 2017.