SEC Form 4 · accession 0001140361-18-012818
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Friedrich Km Bohm
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 9, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 8, 2018 | M | 3,308 | — | A | 33,407 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | Mar 8, 2018 | M | 3,308 | D | Mar 8, 2018 | Mar 8, 2018 | Common Shares | 3,308 | 0 | D |
Explanation of responses
- F1Common shares acquires pursuant to 1-for -1 exchange for Phantom Stock units (see Table II).
- F2The Phantom Stock units accrued from time to time under the 1997 M/I Homes, Inc. Director Deferred Compensation Plan (the "Plan) in lieu of cash payments for serving as a member of the Board of Directors. The reporting person acquired all such Phantom Stock units at the closing price of the M/I Homes, Inc. common shares on the New York Stock Exchange on the date of allocation of such Phantom Stock units to the reporting person's deferred compensation account under the plan.
- F31-for-1.