SEC Form 4 · accession 0001140361-18-008814
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Mason
Officer — Ex. VP & Chief Legal Officer · Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 16, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 15, 2018 | A | 13,195 | — | A | 13,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF2,F3 | $31.93 | Feb 15, 2018 | A | 27,500 | A | Dec 31, 2018 | Feb 15, 2028 | Common Shares | 27,500 | 27,500 | D |
Explanation of responses
- F1These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February15, 2018 that were settled on a one for one basis in common shares.
- F2The Option was granted pursuant to the M/I Homes, Inc. 2009 Long-Term Incentive Plan.
- F3Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.