SEC Form 4 · accession 0001140361-17-040283

M/I HOMES, INC. · MHO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Robert H Schottenstein

Officer — Chairman, CEO and President · Director

Period of report

Oct 30, 2017

Accepted (ET)

Oct 31, 2017 · 4:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799292

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1	Oct 30, 2017	M	66,000	$23.66	A	128,364	D
Common Shares^F1	Oct 30, 2017	M	49,500	$23.79	A	177,864	D
Common Shares^F1	Oct 30, 2017	M	33,000	$21.28	A	210,864	D
Common Shares^F1	Oct 30, 2017	M	16,500	$16.85	A	227,364	D
Common Shares^F1	Oct 30, 2017	S	100	$31.75	D	227,264	D
Common Shares^F1	Oct 30, 2017	S	300	$31.76	D	226,964	D
Common Shares^F1	Oct 30, 2017	S	700	$31.77	D	226,264	D
Common Shares^F1	Oct 30, 2017	S	900	$31.79	D	225,364	D
Common Shares^F1	Oct 30, 2017	S	1,100	$31.80	D	224,264	D
Common Shares^F1	Oct 30, 2017	S	200	$31.81	D	224,064	D
Common Shares^F1	Oct 30, 2017	S	400	$31.82	D	223,664	D
Common Shares^F1	Oct 30, 2017	S	200	$31.84	D	223,464	D
Common Shares^F1	Oct 30, 2017	S	500	$31.845	D	222,964	D
Common Shares^F1	Oct 30, 2017	S	700	$31.85	D	222,264	D
Common Shares^F1	Oct 30, 2017	S	500	$31.855	D	221,764	D
Common Shares^F1	Oct 30, 2017	S	300	$31.86	D	221,464	D
Common Shares^F1	Oct 30, 2017	S	200	$31.865	D	221,264	D
Common Shares^F1	Oct 30, 2017	S	137	$31.87	D	221,127	D
Common Shares^F1	Oct 30, 2017	S	100	$31.875	D	221,027	D
Common Shares^F1	Oct 30, 2017	S	200	$31.88	D	220,827	D
Common Shares^F1	Oct 30, 2017	S	600	$31.90	D	220,227	D
Common Shares^F1	Oct 30, 2017	S	263	$31.91	D	219,964	D
Common Shares^F1	Oct 30, 2017	S	100	$31.92	D	219,864	D
Common Shares^F1	Oct 30, 2017	S	1,000	$31.93	D	218,864	D
Common Shares^F1	Oct 30, 2017	S	1,000	$31.94	D	217,864	D
Common Shares^F1	Oct 30, 2017	S	600	$31.95	D	217,264	D
Common Shares^F1	Oct 30, 2017	S	2,600	$31.96	D	214,664	D
Common Shares^F1	Oct 30, 2017	S	1,800	$31.965	D	212,864	D
Common Shares^F1	Oct 30, 2017	S	700	$31.97	D	212,164	D
Common Shares^F1	Oct 30, 2017	S	600	$31.98	D	211,564	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Shares^F2	$23.66	Oct 30, 2017	M	66,000	D	—	Feb 12, 2023	Common Shares	66,000	16,500	D
Option to Purchase Common Shares^F3	$23.79	Oct 30, 2017	M	49,500	D	—	Feb 18, 2024	Common Shares	49,500	33,000	D
Option to Purchase Common Shares^F4	$21.28	Oct 30, 2017	M	33,000	D	—	Feb 17, 2025	Common Shares	33,000	49,500	D
Option to Purchase Common Shares^F5	$16.85	Oct 30, 2017	M	16,500	D	—	Feb 16, 2026	Common Shares	16,500	66,000	D

Explanation of responses

F1The reporting person also indirectly owns 485,400 common shares as sole manager of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2Of the options exercised, 16,500 vested on December 31, 2013, 16,500 vested on December 31, 2014, 16,500 vested on December 31, 2015 and 16,500 vested on December 31, 2016.
F3Of the options exercised, 16,500 vested on December 31, 2014, 16,500 vested on December 31, 2015 and 16,500 vested on December 31, 2016.
F4Of the options exercised, 16,500 vested on December 31, 2015 and 16,500 vested on December 31, 2016.
F5The 16,500 options exercised vested on December 31, 2016.