SEC Form 4 · accession 0001140361-17-039003
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Schottenstein
Officer — Chairman, CEO & President · Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Depositary SharesF1,F3 | Oct 16, 2017 | J | 30,397 | $25.00 | D | 0 | I | See footnote. |
| Depositary SharesF1,F4 | Oct 16, 2017 | J | 2,960 | $25.00 | D | 0 | I | See footnote. |
| Depositary SharesF1,F5 | Oct 16, 2017 | J | 497 | $25.00 | D | 0 | I | See footnote. |
| Depositary SharesF1,F6 | Oct 16, 2017 | J | 995 | $25.00 | D | 0 | I | See footnote. |
| Depositary SharesF1,F7 | Oct 16, 2017 | J | 995 | $25.00 | D | 0 | I | See footnote. |
| Depositary SharesF1,F8 | Oct 16, 2017 | J | 995 | $25.00 | D | 0 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each Depositary Share represents a 1/1,000th interest in a share of the Company's 9.75% Series A Preferred Shares.
- F2On October 16, 2017, the Company redeemed all of its outstanding Series A Preferred Shares in accordance with the terms of the Company's Amended and Restated Articles of Incorporation.
- F3These Depositary Shares are held in the Irving E. Schottenstein Marital Trust 2, of which the reporting person is one of four trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
- F4These Depositary Shares are held in the Irving E. Schottenstein Insurance Trust, of which the reporting person is one of three trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
- F5These Depositary Shares are held in the Irving E. Schottenstein Marital Trust 1, of which the reporting person is one of four trustees. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
- F6These Depositary Shares are held in the Alissa Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
- F7These Depositary Shares are held in the Joshua Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.
- F8These Depositary Shares are held in the Leah Schottenstein Skip Trust, of which the reporting person is the sole trustee. The reporting person disclaims beneficial ownership of the Depositary Shares held in this trust, and the filing of this report is not an admission that the reporting person is the beneficial owner of these Depositary Shares for the purpose of Section 16 or for any other purpose.