SEC Form 4 · accession 0001140361-17-019753
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Mason
Officer — Ex. VP & Chief Legal Officer · Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 9, 2017 | M | 19,594 | $13.12 | A | 19,594 | D | |
| Common Shares | May 9, 2017 | M | 25,000 | $14.18 | A | 44,594 | D | |
| Common Shares | May 9, 2017 | S | 100 | $28.33 | D | 44,494 | D | |
| Common Shares | May 9, 2017 | S | 1,142 | $28.34 | D | 43,352 | D | |
| Common Shares | May 9, 2017 | S | 1,088 | $28.35 | D | 42,264 | D | |
| Common Shares | May 9, 2017 | S | 100 | $28.355 | D | 42,164 | D | |
| Common Shares | May 9, 2017 | S | 1,632 | $28.36 | D | 40,532 | D | |
| Common Shares | May 9, 2017 | S | 200 | $28.365 | D | 40,332 | D | |
| Common Shares | May 9, 2017 | S | 2,418 | $28.37 | D | 37,914 | D | |
| Common Shares | May 9, 2017 | S | 100 | $28.375 | D | 37,814 | D | |
| Common Shares | May 9, 2017 | S | 1,785 | $28.38 | D | 36,029 | D | |
| Common Shares | May 9, 2017 | S | 3,406 | $28.39 | D | 32,623 | D | |
| Common Shares | May 9, 2017 | S | 100 | $28.395 | D | 32,523 | D | |
| Common Shares | May 9, 2017 | S | 1,384 | $28.40 | D | 31,139 | D | |
| Common Shares | May 9, 2017 | S | 1,595 | $28.41 | D | 29,544 | D | |
| Common Shares | May 9, 2017 | S | 300 | $28.415 | D | 29,244 | D | |
| Common Shares | May 9, 2017 | S | 184 | $28.42 | D | 29,060 | D | |
| Common Shares | May 9, 2017 | S | 100 | $28.43 | D | 28,960 | D | |
| Common Shares | May 9, 2017 | S | 300 | $28.435 | D | 28,660 | D | |
| Common Shares | May 9, 2017 | S | 300 | $28.44 | D | 28,360 | D | |
| Common Shares | May 9, 2017 | S | 693 | $28.45 | D | 27,667 | D | |
| Common Shares | May 9, 2017 | S | 418 | $28.46 | D | 27,249 | D | |
| Common Shares | May 9, 2017 | S | 582 | $28.465 | D | 26,667 | D | |
| Common Shares | May 9, 2017 | S | 1,972 | $28.47 | D | 24,695 | D | |
| Common Shares | May 9, 2017 | S | 300 | $28.475 | D | 24,395 | D | |
| Common Shares | May 9, 2017 | S | 3,099 | $28.48 | D | 21,296 | D | |
| Common Shares | May 9, 2017 | S | 200 | $28.485 | D | 21,096 | D | |
| Common Shares | May 9, 2017 | S | 2,404 | $28.49 | D | 18,692 | D | |
| Common Shares | May 9, 2017 | S | 600 | $28.495 | D | 18,092 | D | |
| Common Shares | May 9, 2017 | S | 1,092 | $28.50 | D | 17,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1 | $13.12 | May 9, 2017 | M | 19,594 | D | — | Feb 9, 2020 | Common Shares | 19,594 | 0 | D |
| Option to Purchase Common SharesF2 | $14.18 | May 9, 2017 | M | 25,000 | D | — | Feb 8, 2021 | Common Shares | 25,000 | 0 | D |
Explanation of responses
- F1Of the options exercised, 394 vested on December 31, 2010, 4,800 vested on December 31, 2011, 4,800 vested on December 31, 2012, 4,800 vested on December 31, 2013 and 4,800 vested on December 31, 2014.
- F2Of the options exercised, 5,000 vested on December 31, 2011, 5,000 vested on December 31, 2012, 5,000 vested on December 31, 2013, 5,000 vested on December 31, 2014 and 5,000 vested on December 31, 2015.