SEC Form 4 · accession 0001140361-17-017912
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Marie Hunker
Officer — Principal Accounting Officer
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Apr 28, 2017 | M | 500 | $17.66 | A | 1,500 | D | |
| Common Shares | Apr 28, 2017 | M | 950 | $7.85 | A | 2,450 | D | |
| Common Shares | Apr 28, 2017 | M | 1,800 | $13.12 | A | 4,250 | D | |
| Common Shares | Apr 28, 2017 | M | 2,800 | $14.18 | A | 7,050 | D | |
| Common Shares | Apr 28, 2017 | M | 2,000 | $12.23 | A | 9,050 | D | |
| Common Shares | Apr 28, 2017 | S | 500 | $27.27 | D | 8,550 | D | |
| Common Shares | Apr 28, 2017 | S | 100 | $27.23 | D | 8,450 | D | |
| Common Shares | Apr 28, 2017 | S | 387 | $27.20 | D | 8,063 | D | |
| Common Shares | Apr 28, 2017 | S | 100 | $27.17 | D | 7,963 | D | |
| Common Shares | Apr 28, 2017 | S | 100 | $27.13 | D | 7,863 | D | |
| Common Shares | Apr 28, 2017 | S | 100 | $27.11 | D | 7,763 | D | |
| Common Shares | Apr 28, 2017 | S | 400 | $27.10 | D | 7,363 | D | |
| Common Shares | Apr 28, 2017 | S | 400 | $27.09 | D | 6,963 | D | |
| Common Shares | Apr 28, 2017 | S | 200 | $27.08 | D | 6,763 | D | |
| Common Shares | Apr 28, 2017 | S | 100 | $27.07 | D | 6,663 | D | |
| Common Shares | Apr 28, 2017 | S | 500 | $27.05 | D | 6,163 | D | |
| Common Shares | Apr 28, 2017 | S | 200 | $27.04 | D | 5,963 | D | |
| Common Shares | Apr 28, 2017 | S | 800 | $27.02 | D | 5,163 | D | |
| Common Shares | Apr 28, 2017 | S | 4,163 | $27.00 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1 | $17.66 | Apr 28, 2017 | M | 500 | D | — | Feb 12, 2018 | Common Shares | 500 | 0 | D |
| Option to Purchase Common SharesF2 | $7.85 | Apr 28, 2017 | M | 950 | D | — | Feb 10, 2019 | Common Shares | 950 | 0 | D |
| Option to Purchase Common SharesF3 | $13.12 | Apr 28, 2017 | M | 1,800 | D | — | Feb 9, 2020 | Common Shares | 1,800 | 0 | D |
| Option to Purchase Common SharesF4 | $14.18 | Apr 28, 2017 | M | 2,800 | D | — | Feb 8, 2021 | Common Shares | 2,800 | 0 | D |
| Option to Purchase Common SharesF5 | $12.23 | Apr 28, 2017 | M | 2,000 | D | — | Feb 8, 2022 | Common Shares | 2,000 | 0 | D |
Explanation of responses
- F1The 500 options exercised vested on December 31, 2012.
- F2Of the options exercised, 350 vested on December 31, 2012 and 600 vested on December 31, 2013.
- F3Of the options exercised, 360 vested on December 31, 2012, 720 vested on December 31, 2013 and 720 vested on December 31, 2014.
- F4Of the options exercised, 400 vested on December 31, 2012, 800 vested on December 31, 2013, 800 vested on December 31, 2014 and 800 vested on December 31, 2015.
- F5Of the options exercised, 400 vested on December 31, 2012, 400 vested on December 31, 2013, 400 vested on December 31, 2014, 400 vested on December 31, 2015, and 400 vested on December 31, 2016.