SEC Form 4 · accession 0001140361-17-009969
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Thomas Mason
Officer — Ex. VP & Chief Legal Officer · Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 28, 2017 | M | 4,406 | $13.12 | A | 4,406 | D | |
| Common Shares | Feb 28, 2017 | S | 3,805 | $23.75 | D | 601 | D | |
| Common Shares | Feb 28, 2017 | S | 100 | $23.765 | D | 501 | D | |
| Common Shares | Feb 28, 2017 | S | 201 | $23.77 | D | 300 | D | |
| Common Shares | Feb 28, 2017 | S | 200 | $23.80 | D | 100 | D | |
| Common Shares | Feb 28, 2017 | S | 100 | $23.805 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1 | $13.12 | Feb 28, 2017 | M | 4,406 | A | — | Feb 9, 2020 | Common Shares | 4,406 | 19,594 | D |
Explanation of responses
- F1The 4,406 options exercised vested on December 31, 2010.