SEC Form 4 · accession 0001140361-17-009962
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip G Creek
Officer — Ex. Vice President and CFO · Director
Period of report
Feb 27, 2017
Accepted (ET)
Mar 1, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 27, 2017 | M | 8,000 | $7.85 | A | 18,971 | D | |
| Common Shares | Feb 27, 2017 | S | 5,300 | $23.50 | D | 13,671 | D | |
| Common Shares | Feb 27, 2017 | S | 400 | $23.505 | D | 13,271 | D | |
| Common Shares | Feb 27, 2017 | S | 100 | $23.51 | D | 13,171 | D | |
| Common Shares | Feb 27, 2017 | S | 200 | $23.515 | D | 12,971 | D | |
| Common Shares | Feb 27, 2017 | S | 900 | $23.52 | D | 12,071 | D | |
| Common Shares | Feb 27, 2017 | S | 200 | $23.525 | D | 11,871 | D | |
| Common Shares | Feb 27, 2017 | S | 100 | $23.53 | D | 11,771 | D | |
| Common Shares | Feb 27, 2017 | S | 400 | $23.535 | D | 11,371 | D | |
| Common Shares | Feb 27, 2017 | S | 200 | $23.545 | D | 11,171 | D | |
| Common Shares | Feb 27, 2017 | S | 200 | $23.555 | D | 10,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Commons SharesF1 | $7.85 | Feb 27, 2017 | M | 8,000 | A | — | Feb 10, 2019 | Common Shares | 8,000 | 0 | D |
Explanation of responses
- F1The 8,000 options exercised vested on December 31, 2013.