SEC Form 4 · accession 0001140361-17-005793

M/I HOMES, INC. · MHO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, CEO & President · Director

Period of report

Feb 8, 2017

Accepted (ET)

Feb 10, 2017 · 4:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799292

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1,F2	Feb 8, 2017	A	37,830	$23.34	A	96,120	D
Common Shares^F2	Feb 8, 2017	S	300	$22.95	D	95,820	D
Common Shares^F2	Feb 8, 2017	S	500	$22.97	D	95,320	D
Common Shares^F2	Feb 8, 2017	S	1,200	$22.985	D	94,120	D
Common Shares^F2	Feb 8, 2017	S	6,770	$23.00	D	87,350	D
Common Shares^F2	Feb 8, 2017	S	400	$23.005	D	86,950	D
Common Shares^F2	Feb 8, 2017	S	999	$23.01	D	85,951	D
Common Shares^F2	Feb 8, 2017	S	300	$23.015	D	85,651	D
Common Shares^F2	Feb 8, 2017	S	800	$23.02	D	84,851	D
Common Shares^F2	Feb 8, 2017	S	1,200	$23.025	D	83,651	D
Common Shares^F2	Feb 8, 2017	S	300	$23.03	D	83,351	D
Common Shares^F2	Feb 8, 2017	S	1,310	$23.035	D	82,041	D
Common Shares^F2	Feb 8, 2017	S	690	$23.04	D	81,351	D
Common Shares^F2	Feb 8, 2017	S	500	$23.0425	D	80,851	D
Common Shares^F2	Feb 8, 2017	S	100	$23.045	D	80,751	D
Common Shares^F2	Feb 8, 2017	S	500	$23.05	D	80,251	D
Common Shares^F2	Feb 8, 2017	S	200	$23.055	D	80,051	D
Common Shares^F2	Feb 8, 2017	S	400	$23.06	D	79,651	D
Common Shares^F2	Feb 8, 2017	S	800	$23.07	D	78,851	D
Common Shares^F2	Feb 8, 2017	S	200	$23.08	D	78,651	D
Common Shares^F2	Feb 8, 2017	S	100	$23.085	D	78,551	D
Common Shares^F2	Feb 8, 2017	S	200	$23.10	D	78,351	D
Common Shares^F2	Feb 8, 2017	S	100	$23.15	D	78,251	D
Common Shares^F2	Feb 8, 2017	S	580	$23.155	D	77,671	D
Common Shares^F2	Feb 8, 2017	S	811	$23.16	D	76,860	D
Common Shares^F2	Feb 8, 2017	S	300	$23.165	D	76,560	D
Common Shares^F2	Feb 8, 2017	S	1,000	$23.18	D	75,560	D
Common Shares^F2	Feb 8, 2017	S	2,200	$23.19	D	73,360	D
Common Shares^F2	Feb 8, 2017	S	600	$23.195	D	72,760	D
Common Shares^F2	Feb 8, 2017	S	200	$23.1975	D	72,560	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Shares^F3,F4	$23.34	Feb 8, 2017	A	82,500	A	Dec 31, 2017	Feb 8, 2027	Common Shares	82,500	82,500	D

F1These common shares were acquired by the reporting person upon the vesting of an equal number of performance share units on February 8, 2017 that were settled on a one for one basis in common shares.
F2The reporting person also indirectly owns 485,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F3The Option was granted pursuant to the M/I Homes, Inc. 2009 Long-Term Incentive Plan.
F4Twenty percent (20%) of grant becomes exercisable on December 31 immediately following the date of grant and each of the first four anniversaries thereof.