SEC Form 4 · accession 0001140361-16-063362
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman L Traeger
Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock UnitF1,F3,F4,F2 | — | May 3, 2016 | A | 2,500 | A | — | — | Common Shares | 2,500 | 17,027 | D |
Explanation of responses
- F1The Stock Unit accrue under the M/I Homes, Inc. 2009 Long-Term Incentive Plan, as amended (the "2009 LTIP") and will be settled in Common Shares as of the date of the Director's separation from service from the Company.
- F21-for-1
- F3Represent's Sock Units credited to the reporting person under the 2009 LTIP for dividends accrued on Common Shars underlying Stock Units held by the reporting person under the 2009 LTIP.
- F4Norman L. Traeger also accrues 4,026.7922 Stock Units under the M/I Homes, Inc. 2006 Director Equity Incentive Plan (the "Director Plan") which will be settled in Common Shares as of the date the Director's separation from service from the Company.