SEC Form 4/A · accession 0001140361-15-028999
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert H Schottenstein
Officer — Chairman, CEO and President · Director
Period of report
Jul 27, 2015
Accepted (ET)
Jul 29, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Jul 27, 2015 | M | 5,321 | $13.12 | A | 63,611 | D | |
| Common SharesF2 | Jul 27, 2015 | S | 2,600 | $24.15 | D | 61,011 | D | |
| Common SharesF2 | Jul 27, 2015 | S | 500 | $24.151 | D | 60,511 | D | |
| Common SharesF2 | Jul 27, 2015 | S | 100 | $24.153 | D | 60,411 | D | |
| Common SharesF2 | Jul 27, 2015 | S | 300 | $24.17 | D | 60,111 | D | |
| Common SharesF2 | Jul 27, 2015 | S | 100 | $24.175 | D | 60,011 | D | |
| Common SharesF2 | Jul 27, 2015 | S | 1,721 | $24.18 | D | 58,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common SharesF1,F3 | $13.12 | Jul 27, 2015 | M | 5,321 | D | — | Feb 9, 2020 | Common Shares | 5,321 | 9,079 | D |
Explanation of responses
- F1The reporting person is filing this amendment to amend the footnote to Item 6 in Table II in the original filing.
- F2The reporting person also indirectly owns 485,400 common shares as sole manager of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- F3The 5,321 options exercised vested on December 31, 2014.