SEC Form 4 · accession 0001140361-15-028998

M/I HOMES, INC. · MHO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, CEO and President · Director

Period of report

Jul 28, 2015

Accepted (ET)

Jul 29, 2015 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000799292

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Shares^F1	Jul 28, 2015	M	9,079	$13.12	A	67,369	D
Common Shares^F1	Jul 28, 2015	M	15,000	$14.18	A	82,369	D
Common Shares^F1	Jul 28, 2015	M	921	$12.23	A	83,290	D
Common Shares^F1	Jul 28, 2015	S	9,204	$24.25	D	74,086	D
Common Shares^F1	Jul 28, 2015	S	510	$24.255	D	73,576	D
Common Shares^F1	Jul 28, 2015	S	1,599	$24.26	D	71,977	D
Common Shares^F1	Jul 28, 2015	S	600	$24.265	D	71,377	D
Common Shares^F1	Jul 28, 2015	S	1,197	$24.27	D	70,180	D
Common Shares^F1	Jul 28, 2015	S	700	$24.275	D	69,480	D
Common Shares^F1	Jul 28, 2015	S	1,010	$24.28	D	68,470	D
Common Shares^F1	Jul 28, 2015	S	200	$24.285	D	68,270	D
Common Shares^F1	Jul 28, 2015	S	1,400	$24.29	D	66,870	D
Common Shares^F1	Jul 28, 2015	S	200	$24.295	D	66,670	D
Common Shares^F1	Jul 28, 2015	S	4,826	$24.30	D	61,844	D
Common Shares^F1	Jul 28, 2015	S	304	$24.305	D	61,540	D
Common Shares^F1	Jul 28, 2015	S	350	$24.31	D	61,190	D
Common Shares^F1	Jul 28, 2015	S	300	$24.315	D	60,890	D
Common Shares^F1	Jul 28, 2015	S	400	$24.32	D	60,490	D
Common Shares^F1	Jul 28, 2015	S	100	$24.33	D	60,390	D
Common Shares^F1	Jul 28, 2015	S	200	$24.34	D	60,190	D
Common Shares^F1	Jul 28, 2015	S	600	$24.345	D	59,590	D
Common Shares^F1	Jul 28, 2015	S	1,300	$24.35	D	58,290	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Shares^F2	$13.12	Jul 28, 2015	M	9,079	D	—	Feb 9, 2020	Common Shares	9,079	0	D
Option to Purchase Common Shares^F2	$14.18	Jul 28, 2015	M	15,000	D	—	Feb 8, 2021	Common Shares	15,000	15,000	D
Option to Purchase Common Shares^F2	$12.23	Jul 28, 2015	M	921	D	—	Feb 8, 2022	Common Shares	921	21,579	D

F1The reporting person also indirectly owns 485,400 common shares as sole manager of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
F2The 25,000 options exercised vested on December 31, 2014.