SEC Form 4 · accession 0001140361-15-018139
M/I HOMES, INC. · MHO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William H Carter
Director
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 1:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799292
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | May 5, 2015 | A | 1,043 | A | — | — | Common Shares | 1,043 | 11,646 | D |
| Stock UnitF4,F5,F2 | — | May 5, 2015 | A | 2,500 | A | — | — | Common Shares | 2,500 | 7,500 | D |
Explanation of responses
- F1The Phantom Stock units were granted as payment for serving as a member of the Board of Directros pursuant to the M/I Homes, Inc. Director Deferred Compensation Plan (the "Plan").
- F21-for-1
- F3The Phantom Stock units accrue under the Plan and are to be settled in Common Shares upon the earlier of (i) the date speciated by the reporting person in his deferral notice, or (ii) the date of the reporting person's termination of service as a director.
- F4The Stock Units accrue under the M/I Homes, Inc. 2009 Long-Term Incentive Plan, as amended (the "2009 LTIP") and will be settled in Common Shares as of the date of the Director's separation from service from the Company.
- F5Represents Stock Units credited to the reporting person under the 2009 LTIP for dividends accrued on Common Shares underlying Stock Units held by the reporting person under the 2009 LTIP.