SEC Form 4 · accession 0000799288-15-000031
LANDS' END, INC. · LE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dorian R. Williams
Officer — SVP/ Gen. Counsel/ Corp. Sec.
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799288
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | May 1, 2015 | A | 2,724 | A | — | — | Common Stock | 2,724 | 11,842 | D |
Explanation of responses
- F1These are time-based restricted stock units (RSUs) that will vest in full on May 1, 2018, subject to satisfaction of vesting conditions, including continued employment. Each RSU represents a contingent right to receive one share of common stock upon satisfaction of the vesting conditions.
- F2Includes 9,118 shares of common stock that are subject to previously awarded unvested restricted stock units, which were reported in a previous report in Table I.