SEC Form 5 · accession 0001664211-18-000002
HEARTLAND EXPRESS INC · HTLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Ann S Gerdin
10% Owner
Julie J Durr
Other
Ann S. Gerdin Revocable Trust
10% Owner · Other
Angela K Janssen
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 13, 2018 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000799233
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 19, 2017 | G | 666,340 | $0.00 | A | 5,585,627 | D | |
| Common StockF2 | Jan 19, 2017 | G | 453,225 | $0.00 | A | 6,038,852 | D | |
| Common StockF2 | Aug 8, 2017 | G | 8,040 | $0.00 | D | 6,030,812 | D | |
| Common StockF3 | Aug 8, 2017 | G | 2,680 | $0.00 | A | 38,424 | I | Trustee of Trusts |
| Common StockF4 | Aug 8, 2017 | G | 2,680 | $0.00 | A | 38,424 | I | Trustee of Trusts |
| Common StockF2 | Aug 18, 2017 | G | 354,316 | $0.00 | A | 6,385,128 | D | |
| Common StockF5 | Aug 18, 2017 | G | 600,739 | $0.00 | A | 5,999,553 | I | Co-Trustee of Trust |
| Common StockF2 | Aug 22, 2017 | G | 333,519 | $0.00 | A | 6,718,647 | D | |
| Common StockF5 | Aug 22, 2017 | G | 686,580 | $0.00 | A | 6,686,133 | I | Co-Trustee of Trust |
| Common StockF2 | Nov 30, 2017 | G | 328,718 | $0.00 | A | 7,047,365 | D | |
| Common StockF5 | Nov 30, 2017 | G | 807,984 | $0.00 | A | 7,494,117 | I | Co-Trustee of Trust |
| Common StockF2 | Dec 7, 2017 | G | 770,194 | $0.00 | A | 7,817,559 | D | |
| Common StockF2 | Dec 7, 2017 | G | 524,973 | $0.00 | A | 8,342,532 | D | |
| Common StockF2 | Dec 7, 2017 | G | 379,845 | $0.00 | A | 8,722,377 | D | |
| Common StockF6 | holding | — | — | — | 5,003,805 | I | Co-Trustee of Trust | |
| Common StockF7 | holding | — | — | — | 7,813 | I | By Spouse | |
| Common StockF8 | holding | — | — | — | 1,936,276 | I | Co-General Partner of Partnership | |
| Common StockF9 | holding | — | — | — | 681,124 | D | ||
| Common StockF10 | holding | — | — | — | 681,124 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Annuity distributions made from grantor retained annuity trusts created for the benefit of Ann Gerdin.
- F10Mrs. Durr's directly owned shares.
- F2Michael Gerdin, Mrs. Durr, Mrs. Janssen, and Mrs. Gerdin serve as co-trustees over shares held by the Ann S. Gerdin Revocable Trust. As co-trustees, they have shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed for Mr. Gerdin, Mrs. Durr, and Mrs. Janssen.
- F3Mrs. Durr is the trustee of trusts created for the benefit of her children. As trustee, Mrs. Durr has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.
- F4Mrs. Janssen is the trustee of trusts created for the benefit of her children. As trustee, Mrs. Janssen has voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed.
- F5Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2009 Gerdin Heartland Trust. Remainder interests were distributed from grantor retained annuity trusts created for the benefit of Mrs. Gerdin to the 2009 Gerdin Heartland Trust. Mr. Gerdin, one of the three beneficiaries of the 2009 Gerdin Heartland Trust also reported the distribution of the remainder interests. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without consent of the other two trustees.
- F6Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are the beneficiaries of the 2007 Gerdin Heartland Trust. Mr. Gerdin, Mrs. Durr, and Mrs. Janssen serve as co-trustees over shares held by the trust. Beneficial ownership is disclaimed with respect to this trust because none of the trustees have the power to vote or dispose shares without the consent of the other two trustees.
- F7Mrs. Janssen's husband owns these shares. Beneficial ownership of these shares is disclaimed.
- F8The Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, and Mrs. Janssen are co-general partners of Gerdin Family Investments LP. None of the Ann S. Gerdin Revocable Trust, Mr. Gerdin, Mrs. Durr, or Mrs. Janssen has voting and dispositive powers with respect to this partnership without consent of the majority of the other co-general partners. Beneficial ownership is disclaimed except to the extent of each such reporting person's percentage ownership of general and limited partner shares in the partnership.
- F9Mrs. Janssen's directly owned shares.